01Nature of the firm
NorthScale Group Inc. is a private advisory firm. Its services concern business strategy, commercial development, reputation and communications, and technology. NorthScale works with founders, owners and leadership teams on how their companies are run, positioned and prepared for growth.
02Regulatory status
NorthScale is not registered with the Autorité des marchés financiers (AMF) or any other Canadian securities regulatory authority as a dealer, adviser or investment fund manager. NorthScale is not registered with the U.S. Securities and Exchange Commission (SEC) as a broker-dealer or investment adviser, is not a member of the Financial Industry Regulatory Authority (FINRA), and holds no securities or financial-services licence in any jurisdiction.
03Services NorthScale does not provide
NorthScale does not:
- 01
Provide investment advice or recommendations concerning securities or other financial instruments.
- 02
Offer, sell, place, underwrite or solicit the purchase or sale of any security.
- 03
Act as a broker, dealer, finder or intermediary in any securities or financing activity.
- 04
Receive, hold or manage client funds or securities.
- 05
Provide legal, tax, accounting or regulatory advice.
04No offer or solicitation
Nothing on this website constitutes an offer to sell, or a solicitation of an offer to buy, any security in any jurisdiction, nor a commitment to provide any service or to arrange any financing.
05Insights and opinions
Articles and perspectives published by NorthScale are general commentary. They are not tailored to any specific situation and should not be relied upon as advice. Views reflect NorthScale's judgement at the date of publication and may change without notice.
06Referrals to licensed professionals
Where a client's needs involve regulated activities, NorthScale may suggest that the client consult appropriately registered or licensed professionals of the client's own choosing. NorthScale does not receive compensation for any such referral unless disclosed in writing and permitted by law.
07Contact
Questions about these disclosures may be sent to inquiries@northscalegroup.com.